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FINRA Awards for William Johnson

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0107511/14/2012Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Francis M. Curran
Respondent(s): Dean Kajouras, Douglas Bockmiller, John Lowry, Vincent Bruno, William Johnson
Respondent Lawyers(s): Francis M. Curran, Richard Sacks, William M. Johnson
Arbitrator(s): Mitchell S. Ostwald
Hearing Site: San Francisco, CA
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10-0316411/11/2011Claimant(s): William Johnson
Claimant Lawyers(s): William J. Johnson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Joseph J. Slotnik, Marie G. Peterson, Laurence V. Senn
Hearing Site: Boca Raton, FL
07-0238204/28/2008Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): William Johnson
Respondent Lawyers(s): William Johnson
Arbitrator(s): David W. Haynes, Michael S. Hill, Walter John Chesney
Hearing Site: Boca Raton, FL

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