| 18-02681 | 08/16/2019 | Claimant(s): Mark Gilbert
Claimant Lawyers(s): Stuart H. Singer
Respondent(s): Brian Lowenthal, Eileen Berman
Respondent Lawyers(s): Jonathan B. Butler
Arbitrator(s): Joseph J. Slotnik, Bruce K. Isenberg, Robert J. Buchner
Hearing Site: Boca Raton, FL
| | |
| 09-06865 | 06/19/2012 | Claimant(s): David Shutan, IRA, David Shutan Revocable Trust, Irma Shutan Revocable Trust
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Jeffrey Sanders, Matt Winslow
Respondent Lawyers(s): Matt Winslow, Todd A. Zuckerbrod
Arbitrator(s): Steven R. Reininger, Joseph J. Slotnik, Joseph Leonard Friedes
Hearing Site: Boca Raton, FL
|  | Stipulated Award and Expungement |
| 10-03174 | 03/15/2012 | Claimant(s): Osvaldo De Leon & Stephanie Lebron Ricci
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): Adin Rodriguez, BBVA Securities of Puerto Rico.
Respondent Lawyers(s): Jose Alberto Sosa Llorens
Arbitrator(s): Joseph J. Slotnik, Monroe Mitchel, Abigail Falcon-Rosa
Hearing Site: San Juan, PR
| | $795,000 |
| 10-03164 | 11/11/2011 | Claimant(s): William Johnson
Claimant Lawyers(s): William J. Johnson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Joseph J. Slotnik, Marie G. Peterson, Laurence V. Senn
Hearing Site: Boca Raton, FL
| | |
| 09-07256 | 12/01/2010 | Claimant(s): Phillip Semenick
Claimant Lawyers(s): Joseph E. Gasperetti
Respondent(s): Chicago Investment Group
Respondent Lawyers(s): Richard P. Lynch
Arbitrator(s): Joseph J. Slotnik, Stanley Seidman, Harold S. Stern
Hearing Site: Boca Raton, FL
| | |
| 09-02905 | 04/07/2010 | Claimant(s): Carlo Robles, Cynthia Rivera-Figueroa
Claimant Lawyers(s): Juan Marques, Rafael E. Lugo-Sotomayor
Respondent(s): Oriental Financial Services Corp.
Respondent Lawyers(s): Alfredo Fernandez-Martinez
Arbitrator(s): Joseph J. Slotnik, Nicholas John Taldone, Stuart K. Furman
Hearing Site: San Juan, PR
| | $44,145 |
| 07-00281 | 08/29/2008 | Claimant(s): Ronald Gilman
Claimant Lawyers(s): David Gaba
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Chesley Oriel, Joseph J. Slotnik, Andrew J. Tine
Hearing Site: Providence, RI
| | $106,000 |
