| 17-01093 | 10/31/2017 | Claimant(s): Heidi Hanson
Claimant Lawyers(s): Thomas N. O'Connor
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Denise L. Presley, Abigail Falcon-Rosa
Hearing Site: Boston, MA
| | Expungement |
| 11-03905 | 05/21/2015 | Claimant(s): CSCG.
Claimant Lawyers(s): Francisco J. Villarrubia
Respondent(s): UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Steven Gerard Goerke, Robert G. Falbisaner, Abigail Falcon-Rosa
Hearing Site: San Juan, PR
|  | Expungement |
| 11-02677 | 04/30/2013 | Claimant(s): Purnima Shah
Claimant Lawyers(s): W. Barry Blum
Respondent(s): BBVA Securities Of Puerto Rico.
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Mark C. Perry, Nancy J. Cliff, Abigail Falcon-Rosa
Hearing Site: San Juan, PR
| | $212,705 |
| 10-03174 | 03/15/2012 | Claimant(s): Osvaldo De Leon & Stephanie Lebron Ricci
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): Adin Rodriguez, BBVA Securities of Puerto Rico.
Respondent Lawyers(s): Jose Alberto Sosa Llorens
Arbitrator(s): Joseph J. Slotnik, Monroe Mitchel, Abigail Falcon-Rosa
Hearing Site: San Juan, PR
| | $795,000 |
