24-01274 | 09/13/2024 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Joseph Monaco Respondent Lawyers(s): Joseph Anthony Monaco Arbitrator(s): Bryan Lane Berson Hearing Site: New York, NY
| | |
24-00544 | 06/07/2024 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Richard Montaldo, Jr. Respondent Lawyers(s): Richard Frank Montaldo, Jr. Arbitrator(s): Elizabeth Gilbert Hearing Site: New York, NY
| | |
23-02468 | 12/29/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Kwame Adusei Respondent Lawyers(s): Kwame Adusei Arbitrator(s): Jay Alan Kranis Hearing Site: New York, NY
| | |
21-02658 | 08/26/2022 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Alan S. Brodherson Respondent(s): John Baer Respondent Lawyers(s): John Charles Baer Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD
| | |
21-01934 | 05/13/2022 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Joseph Pratt Respondent Lawyers(s): Joseph Hersey Pratt Arbitrator(s): Gregory Hunter Mathews Hearing Site: Philadelphia, PA
| | |
21-03049 | 04/11/2022 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Gretchen Mary Wallace Respondent Lawyers(s): Gretchen Mary Thies Wallace Arbitrator(s): Jim Geiger Hearing Site: Providence, RI
| | |
20-01834 | 10/21/2021 | Claimant(s): Elizabeth Bondi Claimant Lawyers(s): Irwin Weltz Respondent(s): Morgan Stanley Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): John Caracciolo Hearing Site: New York, NY
| | |
21-01351 | 09/01/2021 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Peter Korcusko Respondent Lawyers(s): Eric Feld Arbitrator(s): Mimi B. Osiason Hearing Site: Tampa, FL
| | |
20-01103 | 06/29/2021 | Claimant(s): Benjamin F. Edwards & Company. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Peter Budd Respondent Lawyers(s): Peter Charlton Budd Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ
| | |
20-00239 | 10/28/2020 | Claimant(s): Robert Slovinsky Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY
| | |