| 23-00563 | 02/12/2024 | Claimant(s): Steven Katz
Claimant Lawyers(s): Kevin Paule
Respondent(s): Wells Fargo Clearing Services, Benjamin F. Edwards & Company.
Respondent Lawyers(s): Jason Kempf, Leo Peraza
Arbitrator(s): John G. Sciandra, Wendi Blake, Natalie Paskiewicz
Hearing Site: Tampa, FL
|  | Expungement |
| 17-02378 | 01/21/2022 | Claimant(s): Stephens
Claimant Lawyers(s): Daniel Wirth
Respondent(s): Benjamin Edwards, Brian Erwin, Jeffrey Green, Malcolm Peeler, Timothy Fitzgerald, Benjamin F. Edwards & Company.
Respondent Lawyers(s): Eric D. Martin
Arbitrator(s): Gena Jacobs Wolbrecht, Jeff Mueller, Linda Nettles Harris
Hearing Site: Memphis, TN
| | |
| 20-01103 | 06/29/2021 | Claimant(s): Benjamin F. Edwards & Company.
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Peter Budd
Respondent Lawyers(s): Peter Charlton Budd
Arbitrator(s): Linda J. Baer
Hearing Site: Jersey City, NJ
| | |
| 14-00499 | 04/02/2015 | Claimant(s): Benjamin F. Edwards & Company.
Claimant Lawyers(s): Joseph W. Anthony
Respondent(s): Janel Goff
Respondent Lawyers(s): Donald R. McNeil
Arbitrator(s): Bruce J. Nerland, Brett W. Olander, Leo G. Stern
Hearing Site: Minneapolis, MN
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