| 23-02860 | 08/30/2024 | Claimant(s): Paul Padovani
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christopher M. Sacco, Kathryn D. Perreault, Trae D. Meyr
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
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| 23-02710 | 07/01/2024 | Claimant(s): Mark Stern
Claimant Lawyers(s): Harris Freedman
Respondent(s): Beech Hill Securities.
Respondent Lawyers(s): Irwin Weltz
Arbitrator(s): Nancy Plesser Wendell, Vincent C. Pangia, Clarence Smith
Hearing Site: New York, NY
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| 23-02041 | 03/28/2024 | Claimant(s): John Parmigiani
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Allied Millennial Partners
Respondent Lawyers(s): Kay Johnson
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
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| 21-02848 | 02/29/2024 | Claimant(s): IsZo Capital LP, IsZo Capital Management LP
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Barsam Lakani, Christopher Bianchi, Jennifer Kane, John Laub, Lauri Scoran, Michael Sharp, Richard Handler, Stephen Augustin, Jefferies LLC
Respondent Lawyers(s): Nicholas P. Crowell
Arbitrator(s): Howard Alan Grinsberg, Elliot Schnapp, Diane S Steiner
Hearing Site: New York, NY
|  | $0 |
| 22-00501 | 11/06/2023 | Claimant(s): Disruptive Ventures
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Erika Mckiernan, Greg Brogger, Forge Securities LLC
Respondent Lawyers(s): Daniel Zinman, David A. Kotler
Arbitrator(s): Peter A. Goldman, Laura Carraher, Ira A. Auerbach
Hearing Site: New York, NY
| | Expungement |
| 21-01334 | 02/10/2022 | Claimant(s): John Parmigiani
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Allied Millennial Partners
Respondent Lawyers(s): Kay Johnson
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
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| 21-01370 | 02/02/2022 | Claimant(s): Nicholas Tsikitas
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 20-01834 | 10/21/2021 | Claimant(s): Elizabeth Bondi
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): John Caracciolo
Hearing Site: New York, NY
| | |
| 20-03127 | 05/13/2021 | Claimant(s): David Feigeles
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola Anne Murphy
Arbitrator(s): Betty Chen
Hearing Site: New York, NY
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| 20-02145 | 04/15/2021 | Claimant(s): Richard Sica
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Financial Square Partners
Respondent Lawyers(s): John Polanin
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
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