| 21-01370 | 02/02/2022 | Claimant(s): Nicholas Tsikitas
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 20-01132 | 01/20/2021 | Claimant(s): Nicholas Tsikitas
Claimant Lawyers(s): Irwin Weltz
Respondent(s): J.D. Nicholas & Associates.
Respondent Lawyers(s): Corporate Office Aegis Capital Corp
Arbitrator(s): Richard Gee
Hearing Site: New York, NY
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| 19-03029 | 10/28/2020 | Claimant(s): Nicholas Tsikitas
Claimant Lawyers(s): Irwin Weltz
Respondent(s): J.D. Nicholas & Associates., Trident Partners Ltd.
Respondent Lawyers(s): James Dolan, Nicholas Scavone
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
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| 18-01073 | 08/29/2019 | Claimant(s): Sean Stewart
Claimant Lawyers(s): Steven G. Legum
Respondent(s): Daniel Dvorznak, Nicholas Tsikitas, J.D. Nicholas & Associates.
Respondent Lawyers(s): Irwin Weltz, James Dolan
Arbitrator(s): Richard H. Potter, Susan L. Luck, Kenneth B. Orenbach
Hearing Site: Charlotte, NC
|  | Settlement |
| 16-00589 | 05/17/2019 | Claimant(s): Dana Smith
Claimant Lawyers(s): Dana Smith
Respondent(s): Anthony Minerva, Clayton Sontag, Daniel Dvorznak, Eric Arlt, Joseph Shea, Kenneth Fay, Nicholas Tsikitas
Respondent Lawyers(s): Anthony Minerva, Clayton Robert Sontag, Daniel Dvorznak, Eric David Arlt, Joseph Shea, Kenneth Patrick Fay, Nicholas George Tsikitas
Arbitrator(s): Jonathan H. Krotinger, Susan J. Alexander, Robert James Favole
Hearing Site: San Francisco, CA
| | $0 |
| 12-00341 | 04/03/2013 | Claimant(s): Daniel Dvorznak, James Dolan, Nicholas Tsikitas
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Anthony Salamone
Respondent Lawyers(s): Anthony Patrick Salamone
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY
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