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FINRA Awards for Nicholas Scavone

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0277409/23/2024Claimant(s): Andrew Tressler
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): GunnAllen Financial, Continental Broker-Dealer Corp., Trident Partners Ltd.
Respondent Lawyers(s): Deborah Anne Williams, Michael Clements, Nicholas Scavone
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
20-0318511/05/2021Claimant(s): Timothy Longo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): American Capital Partners, Trident Partners Ltd.
Respondent Lawyers(s): John Gardini, Nicholas Scavone
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
20-0318309/22/2021Claimant(s): Timothy Longo
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Morgan Stanley DW Inc., Trident Partners Ltd.
Respondent Lawyers(s): Jeremy S. Winer, Nicholas Scavone
Arbitrator(s): Patricia Kathleen Costello
Hearing Site: New York, NY
19-0302910/28/2020Claimant(s): Nicholas Tsikitas
Claimant Lawyers(s): Irwin Weltz
Respondent(s): J.D. Nicholas & Associates., Trident Partners Ltd.
Respondent Lawyers(s): James Dolan, Nicholas Scavone
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
19-0302107/20/2020Claimant(s): James Dolan
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Trident Partners Ltd.
Respondent Lawyers(s): Nicholas Scavone
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY

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