Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02774 | 09/23/2024 | Claimant(s): Andrew Tressler Claimant Lawyers(s): Jennifer Poole Farrar Respondent(s): GunnAllen Financial, Continental Broker-Dealer Corp., Trident Partners Ltd. Respondent Lawyers(s): Deborah Anne Williams, Michael Clements, Nicholas Scavone Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 23-02715 | 02/15/2024 | Claimant(s): Michael Sherman, Steven Chille Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY |