FINRA Awards for Deborah Anne Williams

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-02864	02/04/2021	Claimant(s): Philip Rosensweig Claimant Lawyers(s): Joshua A. Katz Respondent(s): Morgan Stanley, GunnAllen Financial, Cantella & Co.., Laidlaw & Company (Uk) Ltd. Respondent Lawyers(s): Charles Smulevitz, Christopher M. Sacco, Deborah Anne Williams, Jay Lanstein Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL
18-02936	05/22/2019	Claimant(s): Nick Son Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): GunnAllen Financial, Aegis Capital Corp., State Capital Markets Corporation Respondent Lawyers(s): Deborah Anne Williams, Gregg J. Bretibart, John Doukas Arbitrator(s): Arthur Neil Tolciss Hearing Site: New York, NY
18-01802	01/22/2019	Claimant(s): Anthony Marcello Claimant Lawyers(s): Kurt T. Kalberer Respondent(s): GunnAllen Financial, J.P. Turner & Company Respondent Lawyers(s): Christina Vourakis, Deborah Anne Williams Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL
18-01731	01/08/2019	Claimant(s): Phillip Michals Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): GunnAllen Financial Respondent Lawyers(s): Deborah Anne Williams Arbitrator(s): Alfonso George Figliolia, David John Reilly, Howard R. Reiss Hearing Site: New York, NY