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FINRA Awards for Alfonso G. Figliolia

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0173101/08/2019Claimant(s): Phillip Michals
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): GunnAllen Financial
Respondent Lawyers(s): Deborah Anne Williams
Arbitrator(s): Alfonso George Figliolia, David John Reilly, Howard R. Reiss
Hearing Site: New York, NY
14-0127601/05/2015Claimant(s): Jared Cohen
Claimant Lawyers(s): David E. Robbins
Respondent(s): David Witkowich, Nicholas Witkowich
Respondent Lawyers(s): Joseph Milano
Arbitrator(s): Jacob Aschkenasy, Alfonso G. Figliolia, Mark Charles Morril
Hearing Site: New York, NY
Expungement
12-0088808/13/2013Claimant(s): Kim Timmins
Claimant Lawyers(s): Pamela Aurelien
Respondent(s): Deutsche Bank Securities., Mario Saljanin
Respondent Lawyers(s): Karen M. Steel
Arbitrator(s): Denzil J. Klippel, Alfonso G. Figliolia, Mary Ellen Burns
Hearing Site: New York, NY
09-0197506/23/2011Claimant(s): Gary Goldberg & Co.., Gary Goldberg Planning Services.
Claimant Lawyers(s): Arnold E. Reiter
Respondent(s): Ameriprise Financial Services., Leah Lebovits, Sidney Abramowitz
Respondent Lawyers(s): John Greco, Philip J. Campisi
Arbitrator(s): Michael H. DuBoff, Alfonso G. Figliolia, Abigail J. Pessen
Hearing Site: New York, NY

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