| 22-02752 | 07/08/2024 | Claimant(s): Daniel Cornell
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): David S. Billet, David John Reilly, Donald Francese
Hearing Site: New York, NY
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| 23-00708 | 01/29/2024 | Claimant(s): John Burnham
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Leona Beane, David John Reilly, Lauren Mintzer
Hearing Site: New York, NY
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| 23-02637 | 01/11/2024 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Hunt Ricker
Respondent(s): Seth Horowitz
Respondent Lawyers(s): Seth Horowitz
Arbitrator(s): David John Reilly
Hearing Site: New York, NY
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| 23-00385 | 12/15/2023 | Claimant(s): Eric Rapczyk
Claimant Lawyers(s): Seth N. Bursky
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): David John Reilly, Thomas M. Madden, Michael Dustin Chase
Hearing Site: New York, NY
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| 23-00112 | 06/23/2023 | Claimant(s): Richard Reynolds
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): American Capital Partners
Respondent Lawyers(s): John Gardini
Arbitrator(s): David John Reilly
Hearing Site: New York, NY
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| 19-02173 | 11/14/2022 | Claimant(s): Daniel Wallace
Claimant Lawyers(s): Alan Rosca
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Michael M. Rosensaft
Arbitrator(s): Mary Julia O'Connell, David John Reilly, Eric Goldman
Hearing Site: New York, NY
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| 21-02874 | 07/15/2022 | Claimant(s): Joseph Medina
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): McClellon D. Cox, III
Arbitrator(s): David John Reilly
Hearing Site: New York, NY
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| 18-03981 | 05/17/2022 | Claimant(s): Anthony Dertouzos
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): David Carroll, David Kowach, Wells Fargo Advisors, Wells Fargo Clearing Services, Mary Mack
Respondent Lawyers(s): John O. Lukanski
Arbitrator(s): Emad A. Zikry, James M. Rhodes, David John Reilly
Hearing Site: New York, NY
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| 18-04247 | 08/04/2021 | Claimant(s): Aliya Falk, Linda Falk, Mariel Falk
Claimant Lawyers(s): John C. Re
Respondent(s): Gary Zahakos, UBS Financial Services Inc.
Respondent Lawyers(s): Joshua S. Bratspies
Arbitrator(s): Jay Alan Kranis, David John Reilly, Albert Rizzo
Hearing Site: New York, NY
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| 20-01390 | 04/30/2021 | Claimant(s): Aret Gugin
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Global Arena Capital Corp., S.W. Bach & Company
Respondent Lawyers(s): Barbara Desiderio, Scott Shapiro
Arbitrator(s): David John Reilly
Hearing Site: New York, NY
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