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FINRA Awards for Seth Horowitz

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0263701/11/2024Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Hunt Ricker
Respondent(s): Seth Horowitz
Respondent Lawyers(s): Seth Horowitz
Arbitrator(s): David John Reilly
Hearing Site: New York, NY

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