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FINRA Awards for Aret Gugin

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0139004/30/2021Claimant(s): Aret Gugin
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Global Arena Capital Corp., S.W. Bach & Company
Respondent Lawyers(s): Barbara Desiderio, Scott Shapiro
Arbitrator(s): David John Reilly
Hearing Site: New York, NY

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