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FINRA Awards for S.W. Bach & Company

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0139004/30/2021Claimant(s): Aret Gugin
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Global Arena Capital Corp., S.W. Bach & Company
Respondent Lawyers(s): Barbara Desiderio, Scott Shapiro
Arbitrator(s): David John Reilly
Hearing Site: New York, NY
14-0106710/21/2014Claimant(s): John Parmigiani
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): S.W. Bach & Company
Respondent Lawyers(s): Scott Shapiro
Arbitrator(s): Annamaria Boccia Smith, John Clark Van Steen, James Alexander Brown
Hearing Site: New York, NY

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