| 23-00424 | 12/18/2023 | Claimant(s): Michael O'Neill
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Howard L. Haykin, Karen Isabel Bedrosian - Richardson, Eric Goldman
Hearing Site: New York, NY
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| 22-02016 | 05/08/2023 | Claimant(s): Joseph Fallarino
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Joseph Stone Capital L.L.C., Worden Capital Management LLC
Respondent Lawyers(s): Damian Maggio, Jamie J. Worden
Arbitrator(s): Thomas M. Amadio, Mary Julia O'Connell, Eric Goldman
Hearing Site: New York, NY
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| 21-02170 | 04/19/2023 | Claimant(s): Arnie Di Cioccio, Kevin Griffin, Yousef Abuhakmeh
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Thomas M. Amadio, Eric Goldman, Edmund Timothy Donovan
Hearing Site: New York, NY
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| 19-02173 | 11/14/2022 | Claimant(s): Daniel Wallace
Claimant Lawyers(s): Alan Rosca
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Michael M. Rosensaft
Arbitrator(s): Mary Julia O'Connell, David John Reilly, Eric Goldman
Hearing Site: New York, NY
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| 19-02033 | 12/13/2021 | Claimant(s): Suresh Hathiramani
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Natixis Securities Americas LLC
Respondent Lawyers(s): Robert N. Holtzman
Arbitrator(s): Eric Goldman, Geoffrey M. Elkind, Richard M. Gray
Hearing Site: New York, NY
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| 20-02376 | 07/19/2021 | Claimant(s): Debra Bushman
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Eric Goldman
Hearing Site: New York, NY
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| 19-03030 | 08/24/2020 | Claimant(s): Laurence Stanger
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Eric Goldman
Hearing Site: New York, NY
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| 15-00389 | 07/16/2018 | Claimant(s): Kevin Sheridan
Claimant Lawyers(s): Gary Trachten
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Emily L. Milligan
Arbitrator(s): Anthony J. Raimondi, Ronald Harris Kisner, Eric Goldman
Hearing Site: New York, NY
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| 16-01984 | 05/30/2017 | Claimant(s): David Daniels
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Joel A. Chernov
Arbitrator(s): Jeffrey G. Sommers, William Lee Hemphill, Eric Goldman
Hearing Site: New York, NY
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