| 23-00424 | 12/18/2023 | Claimant(s): Michael O'Neill
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Howard L. Haykin, Karen Isabel Bedrosian - Richardson, Eric Goldman
Hearing Site: New York, NY
| | |
| 18-00314 | 02/25/2020 | Claimant(s): Bonwick Capital Partners
Claimant Lawyers(s): Faun M. Phillipson
Respondent(s): Boustead Securities, Network 1 Financial Securities Inc.
Respondent Lawyers(s): Gerry J. Kowalski, Jeffrey K. Compton
Arbitrator(s): Howard L. Haykin, Paul George Huck, David Spencer
Hearing Site: New York, NY
| | |
| 10-01112 | 05/10/2011 | Claimant(s): Brady Elias
Claimant Lawyers(s): Adolph D. Seltzer
Respondent(s): Jeffrey Alexander, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Harvey Barrison, Howard L. Haykin, Josian Antoine
Hearing Site: New York, NY
|  | $0 |
| 08-04211 | 03/24/2010 | Claimant(s): Claudia Srour
Claimant Lawyers(s): James C. Jones
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kenneth I. Schacter
Arbitrator(s): Joel P. Mellis, Michael S. Lazan, Howard L. Haykin
Hearing Site: New York, NY
| | |
| 07-03003 | 12/04/2008 | Claimant(s): Prestige Financial Center.
Claimant Lawyers(s): Brian H. Reis
Respondent(s): Christopher Fallo
Respondent Lawyers(s): Ethan Leonard
Arbitrator(s): Raymond Nardo, W. Alexander Melbardis, Howard L. Haykin
Hearing Site: New York, NY
| | |
| 07-03437 | 10/27/2008 | Claimant(s): Darlene Vietri, IRA
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Louis Liberatore
Respondent Lawyers(s): Louis John Liberatore
Arbitrator(s): Mary Ellen Burns, Alexander Yaroslavsky, Howard L. Haykin
Hearing Site: New York, NY
| | $47,650 |
| 06-03218 | 11/15/2007 | Claimant(s): Miller Tabak + Co..
Claimant Lawyers(s): Robert P. Bramnik
Respondent(s): Israel A. Englander & Co..
Respondent Lawyers(s): Jeffrey I. Wasserman
Arbitrator(s): Charles L. Henderson, Joshua Mark Zucker, Howard L. Haykin
Hearing Site: New York, NY
| | |
