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FINRA Awards for Faun M. Phillipson

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0031402/25/2020Claimant(s): Bonwick Capital Partners
Claimant Lawyers(s): Faun M. Phillipson
Respondent(s): Boustead Securities, Network 1 Financial Securities Inc.
Respondent Lawyers(s): Gerry J. Kowalski, Jeffrey K. Compton
Arbitrator(s): Howard L. Haykin, Paul George Huck, David Spencer
Hearing Site: New York, NY
08-0265005/08/2009Claimant(s): Perrin, Holden & Davenport Capital Corp.
Claimant Lawyers(s): Faun M. Phillipson
Respondent(s): Denis Kraemer
Respondent Lawyers(s): Denis William Kraemer
Arbitrator(s): Steven David Leader
Hearing Site: New York, NY

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