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FINRA Awards for David Spencer

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0031402/25/2020Claimant(s): Bonwick Capital Partners
Claimant Lawyers(s): Faun M. Phillipson
Respondent(s): Boustead Securities, Network 1 Financial Securities Inc.
Respondent Lawyers(s): Gerry J. Kowalski, Jeffrey K. Compton
Arbitrator(s): Howard L. Haykin, Paul George Huck, David Spencer
Hearing Site: New York, NY
15-0075106/30/2016Claimant(s): William Burke
Claimant Lawyers(s): Matthew J. McDonald
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Gregory J. Getz, John Michael Richardson, David Spencer
Hearing Site: New York, NY

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