| 18-00314 | 02/25/2020 | Claimant(s): Bonwick Capital Partners
Claimant Lawyers(s): Faun M. Phillipson
Respondent(s): Boustead Securities, Network 1 Financial Securities Inc.
Respondent Lawyers(s): Gerry J. Kowalski, Jeffrey K. Compton
Arbitrator(s): Howard L. Haykin, Paul George Huck, David Spencer
Hearing Site: New York, NY
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| 16-00033 | 01/12/2018 | Claimant(s): Odeon Capital Group LLC
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Evan Schwartzberg, Mathew Van Alstyne, Mihir Patel, Auriga USA
Respondent Lawyers(s): Gary Trachten, Jeffrey Plotkin, Jonathan Sack
Arbitrator(s): Julian F. Santos, John Caracciolo, Paul George Huck
Hearing Site: New York, NY
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| 15-00395 | 05/04/2016 | Claimant(s): Swapnil Rege
Claimant Lawyers(s): Ethan Brecher
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Daniel S. Cahill
Arbitrator(s): Howard L. Sobel, Anna M. Fanelli, Paul George Huck
Hearing Site: New York, NY
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| 14-00021 | 02/23/2015 | Claimant(s): Casto Colldelrio
Claimant Lawyers(s): Sharron E. Ash
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc Of PR
Respondent Lawyers(s): Dan Rosenbaum
Arbitrator(s): James S. Hazard, Mary P. Bass, Paul George Huck
Hearing Site: New York, NY
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