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FINRA Awards for Swapnil Rege

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0039505/04/2016Claimant(s): Swapnil Rege
Claimant Lawyers(s): Ethan Brecher
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Daniel S. Cahill
Arbitrator(s): Howard L. Sobel, Anna M. Fanelli, Paul George Huck
Hearing Site: New York, NY

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