| 17-01806 | 08/23/2018 | Claimant(s): Gopal Tampi
Claimant Lawyers(s): Daniel J Kaiser
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Joel A. Chernov
Arbitrator(s): Leonard M. Bakal, Linda Ashley, Ellyn S. Roth
Hearing Site: New York, NY
| | |
| 16-02897 | 11/30/2017 | Claimant(s): Leonard Demontagnac
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Joel Chernov
Arbitrator(s): Richard E. Castiglioni, Amy Banet, Eric Mattison Rosenberg
Hearing Site: New York, NY
| | |
| 15-03189 | 11/17/2017 | Claimant(s): Jose Teles
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Jeremy T. Adler
Arbitrator(s): Jeffrey P. Bachmann, Joseph H. Cerame, Gregory J. Getz
Hearing Site: New York, NY
| | |
| 16-01984 | 05/30/2017 | Claimant(s): David Daniels
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Joel A. Chernov
Arbitrator(s): Jeffrey G. Sommers, William Lee Hemphill, Eric Goldman
Hearing Site: New York, NY
| | |
| 15-00395 | 05/04/2016 | Claimant(s): Swapnil Rege
Claimant Lawyers(s): Ethan Brecher
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Daniel S. Cahill
Arbitrator(s): Howard L. Sobel, Anna M. Fanelli, Paul George Huck
Hearing Site: New York, NY
| | |
| 15-00316 | 02/11/2016 | Claimant(s): Gopal Tampi
Claimant Lawyers(s): Daniel J. Kaiser
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Nancy Prahofer
Arbitrator(s): David S. Billet, Aubrey Lees, Kevin B. Naughten
Hearing Site: New York, NY
| | |
| 13-01760 | 09/17/2014 | Claimant(s): Duke Kim
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Michael B. Roth
Arbitrator(s): Robert J. Kheel, Larry H. Irom, Jack Friedman
Hearing Site: New York, NY
| | |
| 10-02177 | 10/07/2011 | Claimant(s): JonesTrading Institutional Services LLC
Claimant Lawyers(s): Daniel J. Kornstein
Respondent(s): Charles Manning, Douglas Finnegan, Ermenegildo Niutta, Mark Edgar, Meredith Curley, Nomura Securities International.
Respondent Lawyers(s): David Potter, Pearl Zuchlewski, Robin D. Fessel
Arbitrator(s): Alun Hywel Jones, Paul Giappone, Lawrence J. Roth
Hearing Site: New York, NY
| | |
