Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-03179 | 01/18/2018 | Claimant(s): Gigi Jordan, The Hawk Mountain LLC, Michelle Mitchell, Intercession Trust Claimant Lawyers(s): Daniel J. Kornstein Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kenneth I. Schacter Arbitrator(s): Judith C. Zerden, Ronald F. Rosner, Maya Steinitz Hearing Site: New York, NY |  | Dismissed by Rule 12206 |
| 10-02177 | 10/07/2011 | Claimant(s): JonesTrading Institutional Services LLC Claimant Lawyers(s): Daniel J. Kornstein Respondent(s): Charles Manning, Douglas Finnegan, Ermenegildo Niutta, Mark Edgar, Meredith Curley, Nomura Securities International. Respondent Lawyers(s): David Potter, Pearl Zuchlewski, Robin D. Fessel Arbitrator(s): Alun Hywel Jones, Paul Giappone, Lawrence J. Roth Hearing Site: New York, NY |