Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
11-03898 | 04/11/2013 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): A. J. Borrelli Respondent(s): James Meis Respondent Lawyers(s): Thomas J. Momjian Arbitrator(s): Benjamin F. Richards, David M. Panko, Lawrence J. Roth Hearing Site: Philadelphia, PA | ||
10-02177 | 10/07/2011 | Claimant(s): JonesTrading Institutional Services LLC Claimant Lawyers(s): Daniel J. Kornstein Respondent(s): Charles Manning, Douglas Finnegan, Ermenegildo Niutta, Mark Edgar, Meredith Curley, Nomura Securities International. Respondent Lawyers(s): David Potter, Pearl Zuchlewski, Robin D. Fessel Arbitrator(s): Alun Hywel Jones, Paul Giappone, Lawrence J. Roth Hearing Site: New York, NY | ||
06-04998 | 10/24/2007 | Claimant(s): Richard Streisfeld Claimant Lawyers(s): Neil A. Sussman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Michael Ross, Sherri L. Hughes, Lawrence J. Roth Hearing Site: New York, NY |