| 19-02158 | 03/08/2023 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Patrick McCarthy
Respondent Lawyers(s): Pearl Zuchlewski
Arbitrator(s): Bernard A. Kesselman, Elizabeth Gilbert, William A. Rome
Hearing Site: New York, NY
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| 16-00730 | 10/05/2016 | Claimant(s): Glenn Haberfield, John O'connell
Claimant Lawyers(s): Pearl Zuchlewski
Respondent(s): Tradition Asiel Securities Inc.
Respondent Lawyers(s): Chaim A. Levin
Arbitrator(s): Sandra D. Parker
Hearing Site: New York, NY
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| 15-01318 | 05/23/2016 | Claimant(s): Edward O'Connell
Claimant Lawyers(s): Aegis J. Frumento
Respondent(s): Glenn Haberfield, John O'Connell
Respondent Lawyers(s): Pearl Zuchlewski
Arbitrator(s): Karen M. Cullen, John J. Vesey, Matthew Fenster
Hearing Site: New York, NY
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| 12-03766 | 08/28/2015 | Claimant(s): Sean Martin
Claimant Lawyers(s): Pearl Zuchlewski
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Scott Rabe
Arbitrator(s): Marleen H. Levi, Joel P. Mellis, Richard Adam Young
Hearing Site: New York, NY
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| 10-02177 | 10/07/2011 | Claimant(s): JonesTrading Institutional Services LLC
Claimant Lawyers(s): Daniel J. Kornstein
Respondent(s): Charles Manning, Douglas Finnegan, Ermenegildo Niutta, Mark Edgar, Meredith Curley, Nomura Securities International.
Respondent Lawyers(s): David Potter, Pearl Zuchlewski, Robin D. Fessel
Arbitrator(s): Alun Hywel Jones, Paul Giappone, Lawrence J. Roth
Hearing Site: New York, NY
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| 04-04876 | 09/02/2010 | Claimant(s): Ronald Roganti
Claimant Lawyers(s): Pearl Zuchlewski
Respondent(s): Metropolitan Life Insurance Company
Respondent Lawyers(s): Steven Yarusinsky
Arbitrator(s): Catherine Ladnier, George W. Fehling, Daniel Robbins
Hearing Site: New York, NY
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| 08-00903 | 04/22/2010 | Claimant(s): Judith Zenowich
Claimant Lawyers(s): Pearl Zuchlewski
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Diane Getzler, C. Sidney Lester, Marilyn J. Salzman
Hearing Site: New York, NY
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