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FINRA Awards for Joel P. Mellis

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Displaying 10 out of 19 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0376608/28/2015Claimant(s): Sean Martin
Claimant Lawyers(s): Pearl Zuchlewski
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Scott Rabe
Arbitrator(s): Marleen H. Levi, Joel P. Mellis, Richard Adam Young
Hearing Site: New York, NY
13-0001602/18/2015Claimant(s): Jay Lehman, Lawrence Monaldo, Sheldon Sevinor, David Cormier DDS Pension Plan, Northshore Oral Surgery Group PC, Plastic Surgery Services FBO: S. Sevinor
Claimant Lawyers(s): Dimitri Nemirovsky, Kevin D. Galbraith
Respondent(s): Jack Brimberg, Jay Tomlinson, William Lewis, Brimberg & Co., Monarch Capital Group
Respondent Lawyers(s): Allen C. Miller, Robert L. Herskovits, Thomas J. Fleming
Arbitrator(s): Hugh N. Fryer, Joel P. Mellis, John Nino Brenkovich
Hearing Site: New York, NY
Checkmark Icon$56,703
12-0432310/10/2014Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Arthur Wiener and Paulette Wiener
Respondent Lawyers(s): Justin D'elia
Arbitrator(s): Jeffrey F. Friedman, Joel P. Mellis, Robert E. Anderson
Hearing Site: New York, NY
Checkmark Icon$0
07-0336910/02/2014Claimant(s): Andrew Gonchar, Polyvios Polyviou
Claimant Lawyers(s): Matthew B. Baum
Respondent(s): Allan Levine, Michael Schumacher, Ronald Moschetta, Strasbourger Pearson Tulcin Wolff Incorp
Respondent Lawyers(s): Mary Ellen O'Laughlin, Michael J. Schumacher, Ron Moschetta, Ronald Moschetta
Arbitrator(s): Arnold Wagner, Joel P. Mellis, Joshua Mark Zucker
Hearing Site: New York, NY
13-0345507/11/2014Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Brendon Lyden
Respondent Lawyers(s): Brendon John Lyden
Arbitrator(s): Joel P. Mellis
Hearing Site: New York, NY
12-0206607/22/2013Claimant(s): John Santiago
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Joel P. Mellis
Hearing Site: New York, NY
Checkmark IconExpungement
12-0186806/19/2013Claimant(s): Nicholas Mangone
Claimant Lawyers(s): Neal Brickman
Respondent(s): Tullett Prebon Financial Services LLC
Respondent Lawyers(s): Adam Pekor
Arbitrator(s): Robert L. Salzberg, Sandra Gale Behrle, Joel P. Mellis
Hearing Site: New York, NY
09-0560607/12/2012Claimant(s): John Taimanglo
Claimant Lawyers(s): John Taimanglo
Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Joel P. Mellis, Bernard J. McGuire, Salvatore J. Bate
Hearing Site: New York, NY
Checkmark Icon$0
09-0343702/17/2012Claimant(s): Mary Rote, William Rote, E.W. Jamison Living Trust dtd 3/28/92
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George Sullivan
Arbitrator(s): Joel P. Mellis, Randolph Guggenheimer, Ronald F. Rosner
Hearing Site: Memphis, TN
Checkmark Icon$400,000
11-0057009/30/2011Claimant(s): Fredric Hart
Claimant Lawyers(s): Eric J. Sussman
Respondent(s): Nancy Chinchar, Peter Grassel, Sandgrain Securities
Respondent Lawyers(s): Peter Grassel
Arbitrator(s): Joel P. Mellis
Hearing Site: New York, NY

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