19-02787 | 02/04/2022 | Claimant(s): Kent Lovelace Claimant Lawyers(s): Eric J. Sussman Respondent(s): Pratul Agnihotri, Aegis Capital Corp. Respondent Lawyers(s): Sameer Rastogi, Timothy Feil Arbitrator(s): Darrell A. Hillis, Stuart K. Furman, Richard William Wise Hearing Site: Jackson, MS
| | $0 |
21-00426 | 10/18/2021 | Claimant(s): Trident Partners Ltd. Claimant Lawyers(s): Eric J. Sussman Respondent(s): Timothy Flynn Respondent Lawyers(s): Timothy Michael Flynn Arbitrator(s): Mary Julia O'Connell Hearing Site: New York, NY
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18-00195 | 06/05/2019 | Claimant(s): Tom Nomeland Claimant Lawyers(s): Jennifer Tarr Respondent(s): Robert Solow, Theodore Allocca, William Quigley, Trident Partners Ltd. Respondent Lawyers(s): Eric J. Sussman, Robert Paul Solow, William Michael Quigley Arbitrator(s): Bruce J. Nerland, Jack D. Elmquist, Susan M. Sanger Hearing Site: Minneapolis, MN
| | $0 |
17-01370 | 03/13/2019 | Claimant(s): Claimant Lawyers(s): Respondent(s): Timothy Longo, Trident Partners Ltd. Respondent Lawyers(s): Eric J. Sussman, Giuseppe Franzella Arbitrator(s): Joan M. Traub, Paul S. Biederman, Michele S. Riley Hearing Site: New York, NY
| | $0 |
17-02783 | 12/07/2018 | Claimant(s): Stephen Shaper Claimant Lawyers(s): Jennifer Tarr Respondent(s): Andrew Tressler, Cassandra Woodward, Todd Aitken, Liberty Partners Financial Services Respondent Lawyers(s): Eric J. Sussman Arbitrator(s): Dale A. Hearn, Brian James Tagtmeier, Stuart Diamond Hearing Site: Houston, TX
| | $0 |
17-02345 | 06/18/2018 | Claimant(s): Richard Walsh Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Trident Partners Ltd. Respondent Lawyers(s): Eric J. Sussman Arbitrator(s): Brett W. Olander Hearing Site: Minneapolis, MN
| | $16,778 |
17-02105 | 05/18/2018 | Claimant(s): Aegis Capital Corp. Claimant Lawyers(s): Jonathan P. Fielding Respondent(s): Michael Venturino Respondent Lawyers(s): Eric J. Sussman Arbitrator(s): Martin A. Edelstein Hearing Site: New York, NY
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16-02235 | 10/16/2017 | Claimant(s): Helen Luca, Robert McCluskey Claimant Lawyers(s): Eric J. Sussman Respondent(s): Christine Mallul, David A. Noyes & Company Respondent Lawyers(s): Christine Catherine Mallul, Robert L. Cram Arbitrator(s): Michael S. Matek, Leonard Arthur Nelson, Bradley Howard Wulfsohn Hearing Site: Chicago, IL
| | $0 |
12-04083 | 07/11/2017 | Claimant(s): Denise Hoffman Claimant Lawyers(s): Richard B. Fosher Respondent(s): Gary Zwetchkenbaum, Gilford Securities Incorporated Respondent Lawyers(s): David S. Richan, Eric J. Sussman Arbitrator(s): Richard W. Vallario, Irwin Kahn, Anna Lascar Hearing Site: New York, NY
| | $206,783 |
15-01808 | 12/08/2016 | Claimant(s): Johanna Pischel, Michael Pischel Claimant Lawyers(s): Eric J. Sussman Respondent(s): Morgan Stanley, Morgan Stanley & Co., Kurt Uzbay, Morgan Stanley Smith Barney Respondent Lawyers(s): Adam Kauff Arbitrator(s): Lincoln W. Craighead, Keely D. Parr, Alexander Paul Corner Hearing Site: New York, NY
| | Expungement |