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FINRA Awards for Christine Mallul

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0223510/16/2017Claimant(s): Helen Luca, Robert McCluskey
Claimant Lawyers(s): Eric J. Sussman
Respondent(s): Christine Mallul, David A. Noyes & Company
Respondent Lawyers(s): Christine Catherine Mallul, Robert L. Cram
Arbitrator(s): Michael S. Matek, Leonard Arthur Nelson, Bradley Howard Wulfsohn
Hearing Site: Chicago, IL
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11-0407702/25/2013Claimant(s): Christine Mallul, Paul Moy
Claimant Lawyers(s): Mona Lawton
Respondent(s): David A. Noyes & Company
Respondent Lawyers(s): Kevin P. Shea
Arbitrator(s): Susanne J. Hollander, Edna R. Lee, Howard T. Goffen
Hearing Site: Chicago, IL

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