| 20-00772 | 11/17/2022 | Claimant(s): Mark Damer, Damer Wealth Management LLC
Claimant Lawyers(s): Jacob M. O'Brien
Respondent(s): David A. Noyes & Company, Sanctuary Advisors LLC, Sanctuary Wealth Group LLC
Respondent Lawyers(s): Kevin C. Rasp
Arbitrator(s): Gary P. Price, Sherrill Wm Colvin, William Vance Hughes
Hearing Site: Indianapolis, IN
| | |
| 18-02034 | 11/03/2020 | Claimant(s): Gauntlet Holdings LLC
Claimant Lawyers(s): Craig Beling
Respondent(s): David A. Noyes & Company
Respondent Lawyers(s): John D. Ruark
Arbitrator(s): Jeffrey L. Malek, John R Sustersic, Jeff Hass
Hearing Site: Los Angeles, CA
|  | $0 |
| 17-02836 | 08/15/2018 | Claimant(s): John Riley, Jyoti Riley, Blenheim Companies LLC, Jyoti Riley IRA Account, John and Jyoti Riley Joint Account, J&J Family L.P.
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): David A. Noyes & Company
Respondent Lawyers(s): Daryl M. Schumacher
Arbitrator(s): Raymond P. Buschmann, Alan Barinholtz, Mark W Solock
Hearing Site: Chicago, IL
| | Dismissed by Rule 12206 |
| 16-02235 | 10/16/2017 | Claimant(s): Helen Luca, Robert McCluskey
Claimant Lawyers(s): Eric J. Sussman
Respondent(s): Christine Mallul, David A. Noyes & Company
Respondent Lawyers(s): Christine Catherine Mallul, Robert L. Cram
Arbitrator(s): Michael S. Matek, Leonard Arthur Nelson, Bradley Howard Wulfsohn
Hearing Site: Chicago, IL
| | $0 |
| 15-01217 | 07/12/2016 | Claimant(s): David A. Noyes & Company
Claimant Lawyers(s): Daryl M. Schumacher
Respondent(s): Anthony Falco, John Bouckaert, Peter Vick, Thomas Bono, Monere Investments.
Respondent Lawyers(s): Bernard F. Doyle, Robert J. Trizna
Arbitrator(s): Sanford J. Prizant, Champ W. Davis, Raymond P. Buschmann
Hearing Site: Chicago, IL
| | |
| 15-00040 | 12/31/2015 | Claimant(s): Bruce Burns
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): David A. Noyes & Company
Respondent Lawyers(s): David A. Genelly
Arbitrator(s): Stephen C. Esposito, Michael Nathanson, Joseph John Novak
Hearing Site: Chicago, IL
| | $0 |
| 12-03102 | 12/06/2013 | Claimant(s): Michael Pall
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): David A. Noyes & Company
Respondent Lawyers(s): Carrie A. Durkin
Arbitrator(s): Thomas F. Ryan, Leonard Arthur Nelson
Hearing Site: Chicago, IL
| | |
| 11-04077 | 02/25/2013 | Claimant(s): Christine Mallul, Paul Moy
Claimant Lawyers(s): Mona Lawton
Respondent(s): David A. Noyes & Company
Respondent Lawyers(s): Kevin P. Shea
Arbitrator(s): Susanne J. Hollander, Edna R. Lee, Howard T. Goffen
Hearing Site: Chicago, IL
| | |
| 09-07107 | 07/22/2010 | Claimant(s): David A. Noyes & Company
Claimant Lawyers(s): Robert L. Cram
Respondent(s): Brian Harris
Respondent Lawyers(s): Brian J. Harris
Arbitrator(s): James F. Carlson
Hearing Site: Chicago, IL
| | |
| 07-02804 | 10/31/2008 | Claimant(s): Charles Horberg, Sandra Horberg, Charles Horberg Jewelers. Pension
Claimant Lawyers(s): Eric E. Kalnins
Respondent(s): Sheldon Eisenberg, David A. Noyes & Company
Respondent Lawyers(s): Howard J. Stein
Arbitrator(s): Carmen P. Michelotti, Philip J. Glick, David M. Zimberoff
Hearing Site: Chicago, IL
| | $174,731 |
