| 20-00772 | 11/17/2022 | Claimant(s): Mark Damer, Damer Wealth Management LLC
Claimant Lawyers(s): Jacob M. O'Brien
Respondent(s): David A. Noyes & Company, Sanctuary Advisors LLC, Sanctuary Wealth Group LLC
Respondent Lawyers(s): Kevin C. Rasp
Arbitrator(s): Gary P. Price, Sherrill Wm Colvin, William Vance Hughes
Hearing Site: Indianapolis, IN
| | |
| 21-01145 | 10/22/2021 | Claimant(s): Tyler Maddox
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Sherrill Wm Colvin, John L. Krauss, David Joseph Remondini
Hearing Site: Indianapolis, IN
| | |
| 18-01741 | 03/12/2019 | Claimant(s): James Molitor
Claimant Lawyers(s): James Molitor
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Robert J. Scafuri, Sherrill Wm Colvin, James Aaron Morrow
Hearing Site: Indianapolis, IN
|  | $0 |
| 14-03379 | 06/01/2016 | Claimant(s): Larry Kattman
Claimant Lawyers(s): Louise J. Kattman
Respondent(s): Wells Fargo Advisors, Michael Lundin
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Mark L Miller, Sherrill Wm Colvin, Todd Machowiak
Hearing Site: Indianapolis, IN
| | Expungement |
| 13-03305 | 01/21/2015 | Claimant(s): Jeffrey Webb
Claimant Lawyers(s): Lindsay Hurni Lepley
Respondent(s): Deborah Romary, Harbor Financial Services, Romary Financial Services.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Stuart D. Summers, Lawrence W. Arness, Sherrill Wm Colvin
Hearing Site: Indianapolis, IN
| | $124,288 |
| 11-04556 | 03/08/2013 | Claimant(s): Lori Strayn, Payton Ashleigh Strayn U/NV/UTMA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Wells Fargo Advisors, Fred Snyder, E*Trade Securities LLC, Robert Strayn
Respondent Lawyers(s): Deirdre Wolff, John Bersin, Robert Kevin Strayn
Arbitrator(s): Paul Lansing, Sherrill Wm Colvin, Robert David Epstein
Hearing Site: Indianapolis, IN
| | $118,217 |
| 11-03319 | 10/11/2012 | Claimant(s): Lyle Amrhein, Ray and Evelyn Amrhein Joint Acct.
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Jerry Smith, Regional Investment Services.
Respondent Lawyers(s): Jerry Allen Smith, Jerry Fedasch
Arbitrator(s): Tim V. Young, Sherrill Wm Colvin, Stephen L. Flint
Hearing Site: Indianapolis, IN
| | $177,325 |
| 05-02564 | 11/20/2007 | Claimant(s): Basic Investors.
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Arthur Pryor
Respondent Lawyers(s): Russell K. Bean
Arbitrator(s): F. Wesley Bowers, Sherrill Wm Colvin, James R. Cain
Hearing Site: Indianapolis, IN
| | $885,122 |
| 06-04227 | 11/20/2007 | Claimant(s): Michael Gillespie, Michael Gillespie IRA
Claimant Lawyers(s): Philip D. Sever
Respondent(s): Daniel Bookout
Respondent Lawyers(s): Daniel S. Bookout
Arbitrator(s): Lawrence W. Arness, Sherrill Wm Colvin, Richard J. LeDuc
Hearing Site: Indianapolis, IN
| | $737,630 |
