| 18-01741 | 03/12/2019 | Claimant(s): James Molitor
Claimant Lawyers(s): James Molitor
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Robert J. Scafuri, Sherrill Wm Colvin, James Aaron Morrow
Hearing Site: Indianapolis, IN
|  | $0 |
| 10-00899 | 09/21/2011 | Claimant(s): Lorrie Rink, Michael Rink
Claimant Lawyers(s): Mark E Maddox
Respondent(s): Lisa Stover, Primevest Financial Services.
Respondent Lawyers(s): David Williams Russell
Arbitrator(s): Tim V. Young, John L. Krauss, James A. Morrow
Hearing Site: Indianapolis, IN
| | Stipulated Award and Expungement |
| 09-05681 | 12/23/2010 | Claimant(s): Beverly Coryn, Beverly Coryn IRAs
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Ogilvie Security Advisors Corporation
Respondent Lawyers(s): David A. Baugh
Arbitrator(s): Randall S. Strause, Joseph V. Simeri, James A. Morrow
Hearing Site: Indianapolis, IN
| | $63,534 |
| 09-04135 | 12/17/2010 | Claimant(s): Annabelle Gaty, Jo Ann Caudill, Ted Gaty, Allenne G. Hatch, Indiv & as custodian, Craig Caudill, Ted E. Gaty as TTEE for the Allenne G.
Claimant Lawyers(s): Mark E Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Tim V. Young, Allan Weiss, James A. Morrow
Hearing Site: Indianapolis, IN
| | $29,822 |
| 08-03605 | 10/05/2009 | Claimant(s): Donna G. Leinart-Clegg, Indiv. &
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Mark Mills, Waterstone Financial Group
Respondent Lawyers(s): David J. Freniere, Mark Wayne Mills
Arbitrator(s): Sharon R. Merriman, Kathleen A. DeLaney, James A. Morrow
Hearing Site: Indianapolis, IN
| | $500,000 |
