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FINRA Awards for Sharon R. Merriman

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Displaying 10 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0222101/26/2024Claimant(s): Gary Ecenbarger Roth IRA, Kathy Ecenbarger Roth IRA, Gary G. Ecenbarger Revocable Trust
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Farid Farhoumand
Respondent Lawyers(s): Lydia R. Zaidman
Arbitrator(s): Sharon R. Merriman, Barry Goldman, Crystal Lynne Johnson
Hearing Site: Indianapolis, IN
Checkmark IconDismissed by Rule 12504
21-0265603/30/2022Claimant(s): Michael Braun IRA
Claimant Lawyers(s): Michael Braun
Respondent(s): Rydex Distributors.
Respondent Lawyers(s): Christopher Antonow
Arbitrator(s): Sharon R. Merriman, Barry Goldman, Michael Charles Peek
Hearing Site: Indianapolis, IN
Checkmark IconDismissed by Rule 12504
20-0001307/02/2021Claimant(s): Mark Black
Claimant Lawyers(s): Victor Bayata
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Richard H. Kuhlman
Arbitrator(s): Sharon R. Merriman, Pamela K. Ginsburg, David Winchester Peck
Hearing Site: Cincinnati, OH
18-0120110/23/2020Claimant(s): Arthur Bing, Bryan Davis, Holly Easton, Richard Stobbs, Yvonne Mitchell, Zoran Stoyanovich
Claimant Lawyers(s): John S. Chapman
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos Provencio
Arbitrator(s): Sharon R. Merriman, Jacqueline R. Fox, Gregory Hunter Mathews
Hearing Site: Columbus, OH
Checkmark Icon$450
14-0237603/22/2018Claimant(s): Edward S. Adamy and Lois S. Adamy, TIC
Claimant Lawyers(s): Steve Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Sharon R. Merriman, Arthur L. Tepper, Edwin Joseph Rehrman
Hearing Site: Louisville, KY
Checkmark IconExpungement
17-0075002/16/2018Claimant(s): Elizabeth Nickens
Claimant Lawyers(s): Michael A. Valenti
Respondent(s): Christopher Bennett, J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): Andrea M. Greene
Arbitrator(s): Sharon R. Merriman, Barry Goldman, James E. Schlottmann
Hearing Site: Louisville, KY
Checkmark Icon$445,000
16-0083808/10/2016Claimant(s): Frank Wang
Claimant Lawyers(s): Sabine Stovall
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Deborah Gale Evans
Arbitrator(s): Sharon R. Merriman
Hearing Site: Louisville, KY
Checkmark Icon$0
12-0329209/24/2013Claimant(s): Carmella DiMercurio
Claimant Lawyers(s): Mitchell D. Johnson
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Sharon R. Merriman
Hearing Site: St. Louis, MO
Checkmark Icon$62,501
12-0116905/07/2013Claimant(s): Dustin Luckett
Claimant Lawyers(s): Theodore Walton
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Thomas M. L. Metzger
Arbitrator(s): Sharon R. Merriman
Hearing Site: Louisville, KY
10-0330012/17/2010Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Brett Fisher
Respondent Lawyers(s): Brett Jurgen Fisher
Arbitrator(s): Sharon R. Merriman
Hearing Site: Indianapolis, IN

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