Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-02376 | 03/22/2018 | Claimant(s): Edward S. Adamy and Lois S. Adamy, TIC Claimant Lawyers(s): Steve Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Sharon R. Merriman, Arthur L. Tepper, Edwin Joseph Rehrman Hearing Site: Louisville, KY |  | Expungement |
| 12-04007 | 10/21/2014 | Claimant(s): Don Herbert & Mary C. Herbert Trust Claimant Lawyers(s): David Neuman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David J. Butler Arbitrator(s): Kenneth M. Jackson, Arthur L. Tepper, Edwin Joseph Rehrman Hearing Site: Louisville, KY | | Expungement |
| 12-04088 | 08/06/2014 | Claimant(s): Morgan Stanley Smith Barney FA Notes, Morgan Stanley Smith Barney LLC Claimant Lawyers(s): Samuel P Mauch Respondent(s): Gary Barr Respondent Lawyers(s): Michael A. Valenti Arbitrator(s): Bill Swinford, Martin Augustus Graf, Edwin Joseph Rehrman Hearing Site: Louisville, KY |