14-02376 | 03/22/2018 | Claimant(s): Edward S. Adamy and Lois S. Adamy, TIC Claimant Lawyers(s): Steve Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Sharon R. Merriman, Arthur L. Tepper, Edwin Joseph Rehrman Hearing Site: Louisville, KY
| | Expungement |
16-02472 | 07/11/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Matthew B. Henneman Respondent(s): Daniel Gunderson Respondent Lawyers(s): Daniel J. Gunderson Arbitrator(s): Arthur L. Tepper Hearing Site: Dallas, TX
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13-03010 | 11/10/2015 | Claimant(s): David Crick Claimant Lawyers(s): H. Naill Falls Respondent(s): Anastasios Belesis, John Thomas Financial Respondent Lawyers(s): Anthony C. Varbero, Maria Cummings Arbitrator(s): Lita S Menkin, Arthur L. Tepper, Leigh Ann Roberts Hearing Site: Nashville, TN
| | $2,417,500 |
14-00846 | 05/26/2015 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Jonathan Sokolowski Respondent(s): James Clay Respondent Lawyers(s): James Randall Clay Arbitrator(s): Hugh J. Moore, David T. Maddux, Arthur L. Tepper Hearing Site: Nashville, TN
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12-04007 | 10/21/2014 | Claimant(s): Don Herbert & Mary C. Herbert Trust Claimant Lawyers(s): David Neuman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David J. Butler Arbitrator(s): Kenneth M. Jackson, Arthur L. Tepper, Edwin Joseph Rehrman Hearing Site: Louisville, KY
| | Expungement |
13-00694 | 09/26/2013 | Claimant(s): Joe King Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Carlos Enrique Provencio Arbitrator(s): Arthur L. Tepper Hearing Site: Birmingham, AL
| | $300 |
13-00709 | 09/17/2013 | Claimant(s): Charlotte Adams Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Curt R. Soefker Arbitrator(s): Arthur L. Tepper Hearing Site: Birmingham, AL
| | $50,600 |
11-03766 | 03/08/2013 | Claimant(s): Lavaughn Boston, Mary Boston Claimant Lawyers(s): Andrew Stoltmann Respondent(s): Amy Fuchs, Deborah Perry, Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): A. Ronald Tonks, Arthur L. Tepper, Enrico A. Mazzoli Hearing Site: Nashville, TN
| | Expungement |
11-00854 | 02/09/2012 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Renan I. Sugarman Respondent(s): John Goodson Respondent Lawyers(s): John Goodson Arbitrator(s): G. Brooks Euler, Arthur L. Tepper, John G. Manley Hearing Site: Nashville, TN
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11-02225 | 02/09/2012 | Claimant(s): Rickey Brogan Claimant Lawyers(s): Rickey Lynn Brogan Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Arthur L. Tepper Hearing Site: Nashville, TN
| | $0 |