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FINRA Awards for Carlos Enrique Provencio

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0221105/02/2014Claimant(s): Olene Miller
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Enrique Provencio
Arbitrator(s): Thomas E. Shuck
Hearing Site: Jackson, MS
Checkmark Icon$0
13-0221203/19/2014Claimant(s): Joseph A. Miller and Michele P. Miller,
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Enrique Provencio
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Jackson, MS
Checkmark Icon$0
13-0221002/05/2014Claimant(s): Joseph A. Miller III Trust f/b/o Joseph
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Enrique Provencio
Arbitrator(s): Herbert Liberman
Hearing Site: Jackson, MS
Checkmark Icon$47,700
13-0069409/26/2013Claimant(s): Joe King
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Enrique Provencio
Arbitrator(s): Arthur L. Tepper
Hearing Site: Birmingham, AL
Checkmark Icon$300
13-0069509/24/2013Claimant(s): Doris Annette King Marital Deduction Tru
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Enrique Provencio
Arbitrator(s): Edward M. Rosensteel
Hearing Site: Birmingham, AL
Checkmark Icon$300

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