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FINRA Awards for Edward M. Rosensteel

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0069509/24/2013Claimant(s): Doris Annette King Marital Deduction Tru
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Enrique Provencio
Arbitrator(s): Edward M. Rosensteel
Hearing Site: Birmingham, AL
Checkmark Icon$300
10-0350508/14/2012Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Matthew Iskric
Respondent Lawyers(s): Matthew John Iskric
Arbitrator(s): Edward M. Rosensteel
Hearing Site: New York, NY

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