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FINRA Awards for Daniel J. Gunderson

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0247207/11/2017Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): Daniel Gunderson
Respondent Lawyers(s): Daniel J. Gunderson
Arbitrator(s): Arthur L. Tepper
Hearing Site: Dallas, TX

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