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FINRA Awards for James Randall Clay

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0084605/26/2015Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jonathan Sokolowski
Respondent(s): James Clay
Respondent Lawyers(s): James Randall Clay
Arbitrator(s): Hugh J. Moore, David T. Maddux, Arthur L. Tepper
Hearing Site: Nashville, TN

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