| 14-00846 | 05/26/2015 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jonathan Sokolowski
Respondent(s): James Clay
Respondent Lawyers(s): James Randall Clay
Arbitrator(s): Hugh J. Moore, David T. Maddux, Arthur L. Tepper
Hearing Site: Nashville, TN
| | |
| 09-03535 | 08/09/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): John Martfeld
Respondent Lawyers(s): D. Westbrook Doss,
Arbitrator(s): Royce Alan Burns, Donna J. Young, David T. Maddux
Hearing Site: Little Rock, AR
| | |
| 08-04194 | 07/09/2010 | Claimant(s): Brad Maley, Charles Poole, Ed Holmes, Larry Bagley, Rick Alexander
Claimant Lawyers(s): Lee Bowie
Respondent(s): MF Global.
Respondent Lawyers(s): Stacie R. Hartman
Arbitrator(s): Earle J. Schwarz, David T. Maddux, Chadwick L. Shook
Hearing Site: Jackson, MS
|  | $0 |
| 08-00463 | 04/27/2009 | Claimant(s): Stifel, Nicolaus & Company.
Claimant Lawyers(s): Christie A. Moore
Respondent(s): Thomas Polston
Respondent Lawyers(s): Bruce D. Atherton
Arbitrator(s): Patrick J. Burley, David T. Maddux, Anthony Ray Harris
Hearing Site: Louisville, KY
| | |
| 08-01157 | 01/14/2009 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Lance Cooper
Respondent Lawyers(s): Lance Sloan Cooper
Arbitrator(s): David T. Maddux
Hearing Site: Birmingham, AL
| | |
| 07-03094 | 09/22/2008 | Claimant(s): Samuel Cole dba csafinancials.com
Claimant Lawyers(s): Samuel Cole
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): John J. Nielands
Arbitrator(s): Steven P. Gregory, David T. Maddux, Frank E. Barnett
Hearing Site: Nashville, TN
| | $0 |
| 05-05553 | 06/09/2008 | Claimant(s): William C. and Jeneanne C. Hyatt
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Rosemarie L. Bryan, David T. Maddux, Ronelle W. Genser
Hearing Site: Atlanta, GA
| | $30,695 |
| 07-03339 | 05/29/2008 | Claimant(s): Vision Securities Inc.
Claimant Lawyers(s): Martin P. Unger
Respondent(s): Lewis Franklin
Respondent Lawyers(s): Lewis Joseph Franklin
Arbitrator(s): David T. Maddux
Hearing Site: Nashville, TN
| | |
| 07-00724 | 03/07/2008 | Claimant(s): Michael Bodino, Paul Westervelt, Coker, Palmer, Phillips & Mullen.
Claimant Lawyers(s): E. Barney Robinson
Respondent(s): Sterne, Agee & Leach.
Respondent Lawyers(s): Patricia C. Diak
Arbitrator(s): Frederick S. Duncan, David T. Maddux, Kenneth I. Daniels
Hearing Site: Jackson, MS
| | |
| 06-05197 | 03/05/2008 | Claimant(s): Billy Willoughby, Carol Morford, Clay Faulconer, Edward Graham, Helen Phillips, James Hellard, James Phillips, Jimmie Embry, Luster Palmer, Marcia Hicks, Richard Shelton, Robert McDonnell
Claimant Lawyers(s): Steven M. McCauley
Respondent(s): Byron Holley, A.G. Edwards & Sons.
Respondent Lawyers(s): Amy C. Johnson
Arbitrator(s): Bill Swinford, John P. McShane, David T. Maddux
Hearing Site: Louisville, KY
| | $497,071 |
