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FINRA Awards for Lewis Franklin

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0143510/31/2008Claimant(s): John Buglisi
Claimant Lawyers(s): Raji Kocchar
Respondent(s): Lewis Franklin
Respondent Lawyers(s): Lewis Joseph Franklin
Arbitrator(s): Judith C. Greene
Hearing Site: New York, NY
07-0333905/29/2008Claimant(s): Vision Securities Inc.
Claimant Lawyers(s): Martin P. Unger
Respondent(s): Lewis Franklin
Respondent Lawyers(s): Lewis Joseph Franklin
Arbitrator(s): David T. Maddux
Hearing Site: Nashville, TN

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