Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-00988 | 11/13/2024 | Claimant(s): Eric Wilkison Claimant Lawyers(s): Eric Wilkison Respondent(s): Robinhood Financial. Respondent Lawyers(s): Richard J. Davis Arbitrator(s): Karl A. Vogeler Hearing Site: Nashville, TN |  | Dismissed by Rule 12504 |
| 23-01683 | 09/05/2024 | Claimant(s): Jessica Jung Claimant Lawyers(s): Andrew S. May Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Richard S. Zaifert, Robert William Copeland, Douglas Charles Weinstein Hearing Site: Nashville, TN | ||
| 23-00294 | 06/17/2024 | Claimant(s): Lisa McAllister Claimant Lawyers(s): Elisabeth S. Gray Respondent(s): Jay Lanstein, Robert Gleason, Cantella & Co.. Respondent Lawyers(s): James P. Catalano, Jonathan W. Lanstein Arbitrator(s): Barbara Black, Robert William Copeland, Dustin Faeder Hearing Site: Nashville, TN | | $0 |
| 23-01501 | 06/10/2024 | Claimant(s): Robert Bass Claimant Lawyers(s): Edison F. Baldwin Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Langfred W. White, Richard K. Smith, Alan Daniel Hall Hearing Site: Nashville, TN | | $0 |
| 23-02932 | 04/29/2024 | Claimant(s): Chadwick Richards Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Harvey R. Linder Hearing Site: Nashville, TN | ||
| 21-02925 | 04/05/2024 | Claimant(s): Michael Shular Claimant Lawyers(s): Moshe Y. Singer Respondent(s): James Stuart, Richfield Orion International. Respondent Lawyers(s): James Brett Stuart Arbitrator(s): Mark A. Myers, Kenneth R. Starr, Avery B. Goodman Hearing Site: Nashville, TN | | $1,215,270 |
| 23-01243 | 03/13/2024 | Claimant(s): Andrew Ruud Claimant Lawyers(s): Dochtor Kennedy Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Briana Al Taqatqa Arbitrator(s): Michael J. Ahlstrom Hearing Site: Nashville, TN | ||
| 23-02285 | 02/12/2024 | Claimant(s): Michael Goodner Claimant Lawyers(s): Michael Eugene Goodner Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Gregory Curley Arbitrator(s): Karl A. Vogeler Hearing Site: Nashville, TN | ||
| 22-00147 | 02/07/2024 | Claimant(s): Mamadi Kourouma Claimant Lawyers(s): Mamadi Kourouma Respondent(s): Webull Financial Respondent Lawyers(s): Christina M. Rieker Arbitrator(s): Michael A. Meyer, James A. McIntosh, Alan Daniel Hall Hearing Site: Nashville, TN | | Dismissed by Rule 12504(b) and 12514 |
| 23-01084 | 02/01/2024 | Claimant(s): Toby Green Claimant Lawyers(s): Brian Luther Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Neil Harvey Smith Hearing Site: Nashville, TN |