| 23-00823 | 06/26/2024 | Claimant(s): Stephen Groth
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Susan H. Schleisner, Kevin J. Demet, Nathaniel Cade
Hearing Site: Milwaukee, WI
|  | $200,000 |
| 23-00526 | 06/07/2024 | Claimant(s): Kurt Cichy, Michelle Cichy
Claimant Lawyers(s): David Meyer
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Charles D. Hays, Raymond P. Buschmann, Timothy Schoewe
Hearing Site: Milwaukee, WI
| | $0 |
| 23-00700 | 05/22/2024 | Claimant(s): John Kasel
Claimant Lawyers(s): Christopher F. Robertson
Respondent(s): KMS Financial Services., U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa, Records Custodian
Arbitrator(s): Katherine Hendricks, David William Hickman, Linda Dai-Fong Koa
Hearing Site: Seattle, WA
| | |
| 23-01117 | 03/22/2024 | Claimant(s): Saimir Prapaniku
Claimant Lawyers(s): William Bean
Respondent(s): Invest Financial Corporation, U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa, Eric A. Michaels
Arbitrator(s): Sandra L. Malek, Marc S. Joseph, Olivia J. Valentine
Hearing Site: Los Angeles, CA
| | |
| 23-01243 | 03/13/2024 | Claimant(s): Andrew Ruud
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Nashville, TN
| | |
| 23-02654 | 02/22/2024 | Claimant(s): Kathleen Adams
Claimant Lawyers(s): Kathleen Adams
Respondent(s): Daniel Needler, U.S. Bancorp Investments.
Respondent Lawyers(s): Shawn Larsen-Bright
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
| | $0 |
| 23-02406 | 02/15/2024 | Claimant(s): Jeanmarie LaBonte
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa
Arbitrator(s): Ronald Chun
Hearing Site: San Francisco, CA
| | |
| 23-01610 | 01/04/2024 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Eric Raphan
Respondent(s): Andrew Smith
Respondent Lawyers(s): Andrew Smith
Arbitrator(s): Bert P. Krages
Hearing Site: Portland, OR
| | |
| 23-00417 | 11/08/2023 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Eric D. Raphan
Respondent(s): Jason Kurtz
Respondent Lawyers(s): Jason Mark Kurtz
Arbitrator(s): Kendall C. Reed
Hearing Site: Denver, CO
| | |
| 22-00919 | 11/01/2023 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Roxanna V Gonzalez
Respondent(s): Mark Joyner
Respondent Lawyers(s): Amy C. Johnson
Arbitrator(s): Irwin Venick, Michael Edward Collins, Douglas Charles Weinstein
Hearing Site: Nashville, TN
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