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FINRA Awards for Andrew Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0161001/04/2024Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Eric Raphan
Respondent(s): Andrew Smith
Respondent Lawyers(s): Andrew Smith
Arbitrator(s): Bert P. Krages
Hearing Site: Portland, OR

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