| 23-02605 | 06/03/2024 | Claimant(s): Natasha Jahn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Key Investment Services LLC
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Bert P. Krages
Hearing Site: Seattle, WA
| | |
| 23-01610 | 01/04/2024 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Eric Raphan
Respondent(s): Andrew Smith
Respondent Lawyers(s): Andrew Smith
Arbitrator(s): Bert P. Krages
Hearing Site: Portland, OR
| | |
| 21-02854 | 09/07/2022 | Claimant(s): Arash Ghayoori
Claimant Lawyers(s): Alexander Darr
Respondent(s): Clear Street LLC
Respondent Lawyers(s): Scott Gutmanstein
Arbitrator(s): Bert P. Krages
Hearing Site: Seattle, WA
|  | $35 |
| 21-01256 | 10/07/2021 | Claimant(s): Jon Andrewjeski
Claimant Lawyers(s): Jon Andrewjeski
Respondent(s): Michael Blumer, Michael Leahy
Respondent Lawyers(s): Michael Christopher Blumer, Michael Leahy
Arbitrator(s): Bert P. Krages
Hearing Site: Seattle, WA
| | $48,600 |
| 20-01691 | 11/27/2020 | Claimant(s): Voya Financial Advisors.
Claimant Lawyers(s): Brian J Palmeri
Respondent(s): John Arnold
Respondent Lawyers(s): John Richard Arnold
Arbitrator(s): Bert P. Krages
Hearing Site: Seattle, WA
| | |
| 18-02348 | 10/11/2019 | Claimant(s): Kestra Financial., Kestra Investment Services
Claimant Lawyers(s): Richard A. D'Amura
Respondent(s): Stephen Seglund
Respondent Lawyers(s): Stephen Paul Seglund
Arbitrator(s): Bert P. Krages
Hearing Site: Portland, OR
| | |
| 17-02491 | 05/31/2018 | Claimant(s): Marjorie J Hamlin 1990 Trust
Claimant Lawyers(s): Marjorie Wood Hamin
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Bert P. Krages
Hearing Site: Portland, OR
| | Expungement |
| 13-02785 | 07/14/2015 | Claimant(s): Carol McPherson, Michael McPherson, 1600 Barberry Lane 27, 1600 Barberry Lane 28, Oak Park Office Center 15, Oak Park Office Center 16
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Ryan Probstfeld
Arbitrator(s): Justine Fischer, Bert P. Krages, Gary L. Vezina
Hearing Site: Portland, OR
| | Expungement |
| 12-01006 | 04/02/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Omar Marquez
Respondent Lawyers(s): Steven M. Wilker
Arbitrator(s): O. Meredith Wilson, Joyce L. Tyler, Bert P. Krages
Hearing Site: Portland, OR
| | |
| 14-01587 | 11/11/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Corey Levine
Respondent Lawyers(s): Corey Scott Levine
Arbitrator(s): Bert P. Krages
Hearing Site: Portland, OR
| | |
