| 17-02767 | 07/16/2018 | Claimant(s): Rebbecca Stay
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: Seattle, WA
| | |
| 17-02491 | 05/31/2018 | Claimant(s): Marjorie J Hamlin 1990 Trust
Claimant Lawyers(s): Marjorie Wood Hamin
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Bert P. Krages
Hearing Site: Portland, OR
|  | Expungement |
| 17-02488 | 05/21/2018 | Claimant(s): Mark Seto
Claimant Lawyers(s): Trent M. Latta
Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts, Thomas F. Kopshever
Arbitrator(s): Joseph C. Roberts, Michael J. Busch, David William Hickman
Hearing Site: Seattle, WA
| | |
| 15-01083 | 04/05/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas F. Kopshever
Respondent(s): William Krueger
Respondent Lawyers(s): Michael C. Bolasina
Arbitrator(s): Isidoro Berkman
Hearing Site: Seattle, WA
| | |
| 16-00721 | 09/12/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas F. Kopshever
Respondent(s): Vincent Wilson
Respondent Lawyers(s): Vincent Evan Wilson
Arbitrator(s): Thaddeus J. Tecza
Hearing Site: Denver, CO
| | |
| 14-01650 | 08/31/2016 | Claimant(s): Donna Horwitz as Trustee of Alex and Hel, Donna Horwitz as Trustee of Helen M. Sol
Claimant Lawyers(s): David E. Wood
Respondent(s): Burt Derman, Wells Fargo Advisors
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Howard R. Gaines, Allan Levey, Bryan Thomas Di Lella
Hearing Site: Phoenix, AZ
| | Expungement |
| 14-03379 | 06/01/2016 | Claimant(s): Larry Kattman
Claimant Lawyers(s): Louise J. Kattman
Respondent(s): Wells Fargo Advisors, Michael Lundin
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Mark L Miller, Sherrill Wm Colvin, Todd Machowiak
Hearing Site: Indianapolis, IN
| | Expungement |
| 13-03342 | 12/17/2015 | Claimant(s): Patricia L. Micucci, Vincent A. Micucci
Claimant Lawyers(s): Gregg Rzepczynski
Respondent(s): Michael McCarthy
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Mark L Miller, Sondra Sellars, Marvin Harold Zelkin
Hearing Site: Chicago, IL
| | Expungement |
| 15-00449 | 06/25/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas F. Kopshever
Respondent(s): Pil Hwang
Respondent Lawyers(s): Pil Sang Hwang
Arbitrator(s): Katherine Hendricks
Hearing Site: Portland, OR
| | |
| 14-02179 | 02/18/2015 | Claimant(s): Paul William Stiehl and Patricia Stiehl
Claimant Lawyers(s): Paul Stiehl
Respondent(s): Wells Fargo Advisors, Leland Cary
Respondent Lawyers(s): Leland Cary, Thomas F. Kopshever
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
| | $0 |
