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FINRA Awards for Gerard S. Marsan

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Displaying 10 out of 28 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0253706/30/2022Claimant(s): Michael Muccio
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
21-0294506/17/2022Claimant(s): Eric Rosenberg
Claimant Lawyers(s): Eric A. Bensky
Respondent(s): GW & Wade Asset Management Company
Respondent Lawyers(s): Matthew G. Valentine
Arbitrator(s): Gerard S. Marsan, Howard N. Gorney, John R. Snyder
Hearing Site: Boston, MA
20-0229301/10/2022Claimant(s): Nermin Khalil
Claimant Lawyers(s): John A. Mangones
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): William A. Barrett, Gerard S. Marsan, George Weston Mann
Hearing Site: Boston, MA
20-0419310/15/2021Claimant(s): Andre Danesh
Claimant Lawyers(s): David W. Sparrow
Respondent(s): Morgan Stanley, Kevin Butler
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): William A. Barrett, Gerard S. Marsan, Arthur Lewis Pressman
Hearing Site: Boston, MA
Checkmark Icon$138,931
21-0016009/22/2021Claimant(s): Aya Metwally
Claimant Lawyers(s): Ian McLoughlin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): William A. Barrett, Gerard S. Marsan, Frederick W. Keuthen
Hearing Site: Boston, MA
21-0075705/28/2021Claimant(s): Laurence Knowlton
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
20-0118001/27/2021Claimant(s): Nathaniel Tilton
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Joe Tully
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
20-0212301/26/2021Claimant(s): Leo Robinson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
20-0260911/16/2020Claimant(s): James Smith
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
19-0268707/22/2020Claimant(s): Jon Bicknell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA

28 Results

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