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FINRA Awards for GW & Wade Asset Management Company

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0294506/17/2022Claimant(s): Eric Rosenberg
Claimant Lawyers(s): Eric A. Bensky
Respondent(s): GW & Wade Asset Management Company
Respondent Lawyers(s): Matthew G. Valentine
Arbitrator(s): Gerard S. Marsan, Howard N. Gorney, John R. Snyder
Hearing Site: Boston, MA

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