| 23-03035 | 07/09/2024 | Claimant(s): Curt Caserta, Lee Duckworth, Peter Alofsin
Claimant Lawyers(s): Eric A. Bensky
Respondent(s): Triad Advisors LLC, Kestra Investment Services
Respondent Lawyers(s): Jennifer R. Cox, Lydia R. Zaidman
Arbitrator(s): Maya Steinitz
Hearing Site: Providence, RI
| | |
| 22-01926 | 05/08/2023 | Claimant(s): Robert Westropp
Claimant Lawyers(s): Eric A. Bensky
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sarah Zimmer
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
| | |
| 22-01630 | 01/20/2023 | Claimant(s): Adam Epstein
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc., Sanford C. Bernstein & Co.
Respondent Lawyers(s): Eric A. Bensky, Omar Perez
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
| | |
| 22-00105 | 09/07/2022 | Claimant(s): Kenneth Mayer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Eric A. Bensky
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
| | |
| 21-02945 | 06/17/2022 | Claimant(s): Eric Rosenberg
Claimant Lawyers(s): Eric A. Bensky
Respondent(s): GW & Wade Asset Management Company
Respondent Lawyers(s): Matthew G. Valentine
Arbitrator(s): Gerard S. Marsan, Howard N. Gorney, John R. Snyder
Hearing Site: Boston, MA
| | |
| 19-01064 | 10/18/2021 | Claimant(s): Kenneth Kwalik
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Eric A. Bensky
Arbitrator(s): Amy Jill Baranoff, Andrew Daniel Levine, Donald Francese
Hearing Site: New York, NY
| | |
| 20-00400 | 09/29/2021 | Claimant(s): John Elliott
Claimant Lawyers(s): Matthew R. Lewis
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): Eric A. Bensky
Arbitrator(s): Marilyn R. Lewis, Rick Gale Doty, Ruth M. Moore
Hearing Site: Denver, CO
|  | $2,082,150 |
| 11-03815 | 03/27/2015 | Claimant(s): Walrus Master Fund Limited
Claimant Lawyers(s): Michael S. Schlesinger
Respondent(s): Goldman, Sachs and Company, Goldman Sachs Execution & Clearing, L.P.
Respondent Lawyers(s): Eric A. Bensky
Arbitrator(s): Boyd H. Scheff, Jean C. Black, David J. Weisenfeld
Hearing Site: New York, NY
| | $0 |
| 08-01763 | 06/24/2010 | Claimant(s): The Official Unsecured Creditors's
Claimant Lawyers(s): John G. Rich
Respondent(s): Goldman Sachs Execution & Clearing, L.P., Spear Leeds & Kellogg
Respondent Lawyers(s): Eric A. Bensky
Arbitrator(s): Lucas A. Ferrara, Joseph F. Grassi, Vincent Cannaliato
Hearing Site: New York, NY
| | $20,580,500 |
