| 23-03051 | 04/19/2024 | Claimant(s): Sanford C. Bernstein & Co., AllianceBernstein, L.P.
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Charles Lynch, Elijah Dornstreich, UBS Financial Services Inc., Ryan DePaul
Respondent Lawyers(s): Gary J. Lieberman, James L. Komie
Arbitrator(s): Richard Lewis Zack, Colin Bell, Hope A. Comisky
Hearing Site: Philadelphia, PA
| | |
| 22-02027 | 06/02/2023 | Claimant(s): Richard Weaver
Claimant Lawyers(s): Eric Bensky
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sarah Zimmer
Arbitrator(s): Edmund Timothy Donovan
Hearing Site: New York, NY
| | |
| 22-01926 | 05/08/2023 | Claimant(s): Robert Westropp
Claimant Lawyers(s): Eric A. Bensky
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sarah Zimmer
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
| | |
| 22-01958 | 02/14/2023 | Claimant(s): Daniel Pacella
Claimant Lawyers(s): Eric Bensky
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sarah Zimmer
Arbitrator(s): Andrew M. Schmertz
Hearing Site: New York, NY
| | |
| 21-03046 | 02/10/2023 | Claimant(s): Anne Holland-McCowan
Claimant Lawyers(s): Aaron Lee Arndt
Respondent(s): Andrew Hess, Sanford C. Bernstein & Co.
Respondent Lawyers(s): Brian T. Burns
Arbitrator(s): Joseph Winter, Kenneth M. Weinman, Adam Michael Porter
Hearing Site: Los Angeles, CA
|  | Expungement |
| 22-01630 | 01/20/2023 | Claimant(s): Adam Epstein
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc., Sanford C. Bernstein & Co.
Respondent Lawyers(s): Eric A. Bensky, Omar Perez
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
| | |
| 22-00105 | 09/07/2022 | Claimant(s): Kenneth Mayer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Eric A. Bensky
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
| | |
| 18-04449 | 12/23/2019 | Claimant(s): Marcus Kline
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Daniel M. White
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
| | |
| 18-00448 | 08/20/2018 | Claimant(s): Robert Rothman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Daniel White
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
| | |
| 16-00205 | 06/22/2018 | Claimant(s): Aviva Rahmani
Claimant Lawyers(s): Corban S. Rhodes
Respondent(s): David Altman, Sanford C. Bernstein & Co., Leonard Hersh
Respondent Lawyers(s): Sean M. Murphy
Arbitrator(s): Lynne M. Reid-McQueen, Stephen A. Weiner, Elliot Schnapp
Hearing Site: New York, NY
| | Expungement |
