Potomac Analytics' Logo

FINRA Awards for AllianceBernstein

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0305104/19/2024Claimant(s): Sanford C. Bernstein & Co., AllianceBernstein, L.P.
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Charles Lynch, Elijah Dornstreich, UBS Financial Services Inc., Ryan DePaul
Respondent Lawyers(s): Gary J. Lieberman, James L. Komie
Arbitrator(s): Richard Lewis Zack, Colin Bell, Hope A. Comisky
Hearing Site: Philadelphia, PA

1 Results

Display: